We are looking for a Senior Compliance Assurance Analyst to join our Global Compliance Assurance Team. Reporting to the Compliance Assurance Team Leader, you will be working in the Compliance Assurance Team in Krakow and closely collaborating with Compliance Teams across the world. You will be involved in various areas of Compliance across the business (including, but not limited to marketing, client services, sales, product design and appropriateness, client money, client reporting, governance, trading and execution, employee training and competence, outsourcing and third parties).  

What you will do

Responsibilities: 

• Compliance monitoring of various business lines/functions, evaluation of findings and follow up for recommendations for change.
• Ownership and execution of high-risk business areas substantive deep dives.
• Monitoring the Group's compliance with relevant regulatory obligations, including the conduct of our staff and adherence to appropriate process and policies.
• Ownership and management of Compliance related projects.
• Contribute to Compliance Assurance processes by identifying opportunities for improvements, assisting in the development and implementation of necessary ad hoc business changes whether regulatory or business driven.
• Being responsible for information circulation between Central Compliance Assurance Team and Local Offices (passing feedback regarding significant compliance matters that require their attention and action).
• Responsibility for any additional duties as assigned.
• Active participation in knowledge sharing across the team (including training).
• Building and developing strong relationships with Local Officers, Business process owners and Internal Audit.

Who we are:

We’ve been at the forefront of trading innovation since 1974, taking on the challenge to deliver an unmatched experience for our clients and raise the bar for tomorrow’s opportunities. Today, we’re a global fintech company incorporating the IG, tastytrade, IG Prime, Spectrum and DailyFX brands, with a presence in 20 countries across five continents and over 400 000 active clients worldwide.

But we know our success is only possible because of our people, who we encourage and empower to be brave, determined and inventive. Join us if you’d like to work in an inclusive, collaborative team that will recognise your talent and allow it to shine.

Where you’ll work:

As part of our hybrid working environment, you’ll split your time between home and the office.

In this way, you’ll be able to enjoy a better work-life balance and always bring your best self to your role.

At the office, you’ll have access to everything you’d expect from a world-class employer, such as a modern working environment, agile spaces, private quiet rooms and breakout areas. Plus, all our offices are located in iconic city centres, close to everything you might need for a rewarding working experience.

How you’ll grow:

Your personal and professional development are important to us. As a company that’s constantly redefining the boundaries of possibility, we’ll challenge you to push yourself, accelerate your ambitions and rise to new levels of excellence. We know that’s a big ask, so we’ll make sure that you’re supported all the way, getting the backing you need and the recognition you deserve. If you connect with our vision and can get behind it, you’ll be rewarded with countless opportunities to experience new things and enhance your abilities.

What you’ll get:

• Competitive salary 
• Private medical cover for you and your family (Medicover) 
• Multikafeteria system (you can choose multisport card, vouchers etc.) 
• Life insurance (Generali) 
• Comprehensive global and local onboarding process – to the company and to your role 
• Unlimited access to LinkedIn Learning Platform 
• Employee-led LGBTQ+, Women’s, Black and Parents & Carers networks with annual budget for organizing events & projects that foster an open, diverse and inclusive culture  
• Option to participate and create ESG initiatives based on IG Brighter Future Fund  
• Online stretching sessions 
• Online wellbeing weeks 
• Online social events 
• Annual parties - summer picnic and Christmas Party and other social events  
• Flexible working hours – depending on the role 
• Flexible work arrangements – we work in hybrid working framework  
• Home office equipment reimbursement  
• 2 additional days off a year for voluntary work  
• 1 additional day off to celebrate your Birthday  

Who you are:

You’re upbeat and enthusiastic, and you have an open mind and a curious, can-do attitude. You, like us, understand the importance of collaboration and are driven to be the best in what you do. You embody our three core values – to champion the client, learn fast together and raise the bar. You want to be part of a proudly carbon-neutral company that will prioritise your wellbeing and that of the world around you, helping to create a brighter future for all. A company that embraces diversity and welcomes everyone with respect, regardless of race, age, sexual orientation, gender, identification, faith or culture. If you’re inspired by our way of working and can bring something new to our team of top-notch people, then you’ll find a home here.

Candidate's profile: 

• 2-3 years of solid and demonstrated experience in Compliance/Audit/IA/Risk (preferably FinTech but financial institutions experience is more than welcome as well).
• Solid understanding of financial markets and products.
• Understanding of FCA regulations and wider regulatory landscape.
• Compliance certification would be an asset.
• Inquisitive and analytical approach to problem solving and a willingness to be decisive when considering the right judgement in each case are essential.
• Fluency in both verbal and written English is an essential requirement (other European language would be an asset).
• Ability to work independently and meet deadlines.
• Considered, diplomatic approach with excellent relationship and communication skills with their team, line manager, across the business and with external parties.
• Voices sensible and well thought through opinions and contributes towards department discussions and decisions.
• Self-motivated team player who is diligent, organized, flexible, open to change and has an attention to detail.
• Feels comfortable with using Excel.