Brown Brothers Harriman is currently recruiting Subject Matter Experts to join our Transfer Agency Reassessment team on a position of Transfer Agency AML/KYC Expert.  If you are looking to push your career to the next level, introduce yourself by submitting your resume.

Key responsibilities include:  

• Review investor’s AML/ KYC requirements and documentation for varying investor types in strict accordance to procedures and policies
• Use the documentation and consolidated tool to determine the investors’ risk rating
• Quality control and checks on the assessed files
• Ensure appropriate escalation of exceptions
• Ensure tracking of progress and evidencing the review
• Possess an in-depth understanding of AML/KYC due diligence requirements on a range of institutional clients types with different legal structures, in all jurisdictions, to support businesses across various product groups including Alternative Funds and Equities
• Advise on complex investor structures
• Define investor document requirements
• Use the available tools to research the investor information
• Assist with data migration and appropriate investor categorizing
• Develop and maintain a strong relationship with Transfer Agency Investor On-Boarding, PMO and Shareholder Services

Qualifications:

• BS/BA degree and/or equivalent work experience
• Minimum 5 years of prior industry experience
• Prior Transfer Agency and/or AML KYC experience preferred
• Highly organized, detail oriented, self-motivated, capable of monitoring and completing multiple projects and tasks
• Strong oral and written communication skills
• Ability to work in a potentially high pressure, client-driven environment
• CAMS certification recommended

What We Offer:

• A collaborative environment that enables you to step outside your role to add value wherever you can
• Direct access to clients, information and experts across all business areas around the world
• Opportunities to grow your expertise, take on new challenges, and reinvent yourself—without leaving the firm
• A culture of inclusion that values each employee’s unique perspective
• High-quality benefits program emphasizing good health, financial security, and peace of mind
• Rewarding work with the flexibility to enjoy personal and family experiences at every career stage
• Volunteer opportunities to give back to your community and help transform the lives of others