ABOUT BNY MELLON
BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations, or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries. As of March 31, 2021, BNY Mellon had $41.7 trillion in assets under custody and/or administration, and $2.2 trillion in assets under management. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www.bnymellon.com Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.
Independently contributes to the compliance efforts of multiple assigned business operational units. Responsible for challenging and/or assisting the business operational units to bring them into compliance with complex regulatory and policy requirements. In partnership with Line of Business Compliance and business unit managers, responds to and develops compliance reporting. Based on assessments of controls, works with business units to implement improvements including the completion of appropriate documentation when control changes are made. Support Regulatory Change Management through analysis of existing and proposed legislation, regulatory announcements and industry practices in order to help the assigned business operational units develop and implement procedures to meet existing and upcoming requirements. May assign analysis activities to more junior professionals. Contributes to the development of projects and programs to improve compliance and enhance the control compliance environment. Analyzes control processes to ensure they are in compliance with all applicable laws, rules and regulations. Validates and challenges the appropriateness of control processes or guides the assigned business operational units in implementing improvements. May provide guidance to more junior professionals to improve their understanding of compliance, control and documentation policies. Maintains strong working relationships with outside regulators, government officials and senior business unit managers in order ensure the timely delivery of information and increase the likelihood of favorable conditions for compliance activities. Uses strong partnerships with managers in the assigned business operational unit to respond to reports issued by regulatory agencies or audit. Contributes to assessments of the effectiveness of controls that help ensure ongoing compliance with key laws, regulations and policies affecting BNY Mellon businesses. Helps prepare risk based reviews of existing and emerging regulatory requirements, concerning issues and control gaps. Provides support to Line of Business Compliance Officers for their annual Compliance Risk Assessments and High Level Assessments for Operations. Contributes to the development of the Operations and Technology Compliance framework and engagement model, and be hands-on in providing oversight and challenge across a variety of Digital initiatives. May contribute to the development of recommendations for corrective action and issue tracking to ensure resolution efforts proceed timely and effectively. Contributes to the preparation of time sensitive reporting and appropriately escalates issues to management. No direct reports,, provides guidance to more junior team members, as needed. Contributes to the achievement of team objectives. Modified based upon local regulations/requirements.
- Business or Finance degree preferred.
- 7-10 years of total work experience preferred. Financial Services, Audit, Risk or Compliance background and/or experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred
- Full time contract of employment
- City Centre locations close to main railway station and flexible working arrangements
- Flexible benefits package, including life and medical insurance, health screening, fitness discount programme, employee assistance program
- Award-winning Wellbeing Program supporting you with your unique health and wellbeing needs
- Pension scheme
- On-site childcare and a parental buddy programme
- Exciting opportunities for career and global mobility
- Diverse and inclusive environment
- Employee Referral Program
- Recognition programmes
For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.