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Przeglądana oferta pracy jest nieaktualna
BNY Mellon (Poland) Sp. z o.o.
Data aktualizacji: 2023-04-20
Wrocław, dolnośląskie
Bankowość, Kontroling, Księgowość, Analiza
Data aktualizacji: 2023-04-20
BNY Mellon (Poland) Sp. z o.o.
Specialist, Compliance & Control

Oferta pracy jest nieaktualna

Pracodawca zakończył rekrutację na to ogłoszenie

Specialist, Compliance & Control

Specialist, Compliance & Control



BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations, or individual investors, BNY Mellon delivers informed investment and wealth management and investment services in 35 countries. As of March 31, 2021, BNY Mellon had $41.7 trillion in assets under custody and/or administration, and $2.2 trillion in assets under management. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on Follow us on Twitter @BNYMellon or visit our newsroom at for the latest company news.

The Americas Compliance Testing Team conducts Compliance Testing reviews to ensure adherence to Laws, Rules and Regulations, Corporate and Business Line Policies and Procedures applicable to the Americas BNY Mellon businesses, products and services. The role is primarily to ensure BNY Mellon’s ongoing compliance with Regulatory and Corporate Compliance policies. This will be achieved through the following, but not limited to –

  • Contribute to the timely execution of Americas Compliance Testing reviews of business activities in accordance with Global Compliance Testing Manual methodology under the guidance of designated local CTOs and onshore US Lead Reviewers
  • Participate and contribute to Compliance, Compliance Testing and business meetings and where applicable, represent Compliance Testing at meetings with the Businesses under review and/or Business Compliance Officers
  • Act as liaison between Business Compliance Officers, Compliance Testing and BNYM businesses
  • Contribute to assigned ad hoc Compliance/Compliance Testing related projects

Essential Functions – Key Roles & Responsibilities:  

  • Excellent written and verbal communication skills with the ability to convey issues succinctly.
  • Understanding of Compliance Testing and audit like processes for executing reviews and documentation requirements for work performed.
  • Ability to think critically, have a healthy skepticism and work independently e.g., self-starter, while also following instructions from onshore US Lead Reviewers in the execution of Compliance Testing reviews
  • Demonstrate strong analytical skills and problem-solving capabilities
  • Effective time management to meet stringent deadlines, work under pressure with attention to detail, strong analytical and problem solving skill with accuracy to achieve quality results.
  • Obtain an understanding of BNY Mellon functions, operations, US laws and regulations and their regulatory environment that impact the businesses under review
  • Liaise with various businesses based in the Americas and build cooperative relationships with the business and business partners to facilitate the management and resolution of differences
  • Required skills: Excellent knowledge of Computer and MS Office (Word, Excel (Pivot Tables) & PowerPoint)

Job Qualifications/Experience: 

  • Required Education: Secondary/University Graduate in related field e.g., business, compliance, finance, accounting 
  • Preferred Experience: Minimum of 5-7 years financial industry experience with minimum 3 years of Compliance & Risk, compliance testing, control testing and/or internal audit experience
  • Sound knowledge and awareness of US laws, rules and regulations.
  • Preferred professional qualifications: CPA, Chartered Accountant, CIA, Successful completion of FINRA Securities Industry Essentials (SIE) Exam, Chartered Institute for Securities & Investment (CISI) IOC exams merit award / IMC / CFA

Our offer:

  • Full time contract of employment
  • City Centre locations close to main railway station and flexible working arrangements
  • Flexible benefits package, including life and medical insurance, health screening, fitness discount programme, employee assistance program
  • Award-winning Wellbeing Program supporting you with your unique health and wellbeing needs
  • Pension scheme 
  • On-site childcare and a parental buddy programme
  • Exciting opportunities for career and global mobility
  • Diverse and inclusive environment
  • Employee Referral Program
  • Recognition programmes

Employer Description:

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: