For our Client, an international bank, we are looking for a person for the position of Governance, Risk & Compliance Specialist.
Governance, Risk & Compliance Specialist
Governance, Risk & Compliance Specialist
Work place: Warszawa
Ref. no 194337/9023
Responsibilities:
- monitor and manage controls to ensure Clients are onboarded accurately and in line with applicable regulations and procedures,
- review relevant regulatory information and coordinate with internal and external stakeholders to ensure static data and documentation meets regulatory requirements,
- articulate enhancement and improvement areas and work with global process experts and other stakeholders in scoping, analysis and coordinated implementation,
- coordinate risk controls and governance frameworks accounting for different segments, products, services and client types, Escalate and mitigate exceptional cases and ensure discrepancies are reconciled and promptly resolved,
- work closely with the Client Onboarding team & Global Process Experts as well as other internal (Client team, Markets, Legal & Compliance, Regulatory Reporting) and external stakeholders,
- collaborate effectively to enhance Client Onboarding operating model as a result of regulatory change and technology deployment,
- support internal and external stakeholders in respect of financial markets and conduct of business regulations,
- drive regulatory projects which include data centric and regulatory change initiatives and tasks,
- analyze, participate, and present regulatory compliance matters in working groups & committees,
- stay up to date with regulatory agenda and monitor adherence to regulatory requirements, build strong risk management culture.
Requirements:
- University degree in business, banking & finance, law or relevant industry experience,
- minimum 5 years of work experience in financial services,
- minimum 3 years of regulatory exposure preferably in Markets, Equity & FICC Onboarding, 1st LOD or Legal & Compliance,
- good understanding of market structure, financial instruments, investment & ancillary services,
- strong knowledge of regulatory requirements under EMIR, MIFIR/MIFID, Dodd Frank and SFTR and conduct of business rules,
- experience with topics related to client categorisation, suitability and appropriateness, conflicts of interest,
- background in collection and management of counterparty data and documentation, experience working with large regulatory data sets and ability to navigate complex data, client structures and corporate hierarchies,
- very strong MS Excel skills, Tableau skills a plus,
- utmost attention to detail and excellent analytical skills,
- adherence to regulatory requirements and work in accordance with policies and procedures,
- fluency in English – both verbal and written (C1/C2).
The offer:
- contract of employment,
- opportunity to work in an international environment,
- attractive remuneration and a rich benefits package,
- opportunity to work in hybrid mode.
