Trwa ładowanie. Prosimy o chwilę cierpliwości.
BNY (Poland) Sp. z o.o.
Data aktualizacji: 2024-07-23
Wrocław, dolnośląskie
Audyt, Bankowość, Analiza
Praca hybrydowa
Data aktualizacji: 2024-07-23 Aplikuj
Senior Associate, Compliance (AML / Quality Assurance)

Senior Associate, Compliance (AML / Quality Assurance)

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere. 

We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what #LifeAtBNY is all about

We’re seeking a future team member for the role of Senior Associate, Compliance (AML/Quality Assurance) to join our BNY.

Title in the contract: Senior Associate, Compliance & Control This role is in Wroclaw (HYBRID).

In this role, you’ll make an impact in the following ways: 

  • Perform QA testing on FCC Process (i.e.: closed investigations of alerts)
  • Provide insightful and objective observations based on the testing performed 
  • Provide regular feedback relating to quality assurance reviews to QA Management on the quality and effectiveness of the execution of FCC processes
  • Support the QA methodology and all the supporting documentation
  • Implement and improve Quality Assurance processes, procedures, and associated reporting metrics
  • Review Quality Assurance results across all aspects of the FCC program (including closed investigations of alerts, Incident Reporting, and SARs or country equivalent of suspicious activity reporting) 
  • Support QA management in content and administration of committees, councils, and other forums 
  • Identify areas of risk and make recommendations on operational improvements, procedures, and key controls
  • Create and maintain various FCC documentation suitable for Audit and Regulatory review
  • Apply regulatory rules, policies, and sound judgement to respond to quality assurance related inquiries from business units, audit, regulators, or other key stakeholders
  • Remain current and knowledgeable about current banking and regulatory issues, as well as training and audit approaches
  • Participate in and/or lead certain Compliance projects, as needed

To be successful in this role, we’re seeking the following: 

  • 3-5 years of total work experience preferred. Financial Services, Audit or Compliance background and/or experience with AML / KYC / Financial Crimes in a global bank / financial institution preferred
  • Experience in conducting QA/QC reviews of AML activities, 
  • Experience in reviewing, auditing and/or submitting SARS or country equivalent filing is preferred
  • Strong research and analytical skills to monitor and analyze regulatory requirements and relate them to business processes, regulatory risks, and compliance controls and to support a broad range of projects
  • Ability to make decisions independently using sound judgment, work well under pressure and shifting priorities while meeting multiple or conflicting deadlines
  • Strong execution skills with meticulous attention to detail and focus on clear, realistic action steps and timelines
  • Bachelor’s Degree within Finance / Accounting / Forensics / Engineering would be preferred; however, we are open to see applications from other studies as we provide material training
  • Excellent verbal and written communication skills (English) with strong interpersonal skills to successfully interact, encourage, and influence at all organizational levels, including senior leadership teams
  • Strong skills in MS Office products, specifically Outlook, Excel, PowerPoint and Word

At BNY, our culture speaks for itself. Here’s a few of our awards:

  • America’s Most Innovative Companies, Fortune, 2024 
  • World’s Most Admired Companies, Fortune 2024 
  • Human Rights Campaign Foundation, Corporate Equality Index, 100% score, 2023-2024 
  • Best Places to Work for Disability Inclusion, Disability: IN – 100% score, 2023-2024
  • “Most Just Companies”, Just Capital and CNBC, 2024 
  • Dow Jones Sustainability Indices, Top performing company for Sustainability, 2024 
  • Bloomberg’s Gender Equality Index (GEI), 2023

Our Benefits and Rewards: 

BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans