Overview

Regulatory Administration and Filings - M1

• Manages a small team of Regulatory Administration and Filings staff responsible for reporting and making recommendations around legislation and providing client support.
• Resolves escalated issues from team members.
• Manages the performance of assigned staff and sets team priorities.
• Supervises the reporting of legislative issues to provide clients with information needed make regulatory decisions.
• Manages team in preparing prospectuses, proxy statements, and other SEC required filings for clients.
• Works with in-house counsel to ensure filings are created and delivered in accordance to regulations.
• Manages processes for performing calculations needed to answer regulatory questions on behalf of clients.
• Manages team in working with clients accounting firms to ensure client information and data needed for regulatory matters are exchanged in an efficient manner.
• Recruits, directs, motivates and develops staff, maximizing their individual contribution, their professional growth and their ability to function effectively with their colleagues as a team.
• Manages a small team of Regulatory Administration and Filings staff.
• Contributes to the achievement of team objectives

Requirements

• Bachelors degree or the equivalent combination of education and experience is required.
• JD from an accredited law school preferred.
• 4-5 years of total work experience including 0-1 years in management is preferred.
• Experience in the securities or financial services industry preferred.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals with Disabilities/Protected Veterans. Our ambition is to build the best global team – one that is representative and inclusive of the diverse talent, clients and communities we work with and serve – and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.

Employer Description:

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.