Brown Brothers Harriman is currently recruiting TA AML Assistant Product Manager to join our Transfer Agency team. In this role you will be responsible for ensuring that the TA AML programme is robust and in line with AML guidelines as set out by Compliance. You will operate at a senior level within the global Transfer Agency business and will deal directly with the global IoB Managers and members of TA AML Product. Additionally, you will be directly involved in the AML escalation process (making decisions or escalating) and will also be responsible for drawing up and implementing the annual Periodic Quality Review Plan. To be successful in this position you need to have good understanding of AML in a Transfer Agency environment and the ability to discuss this topic in detail with BBH's Transfer Agency Stakeholders. You may be responsible for the supervision of a small Team.

Key responsibilities include:  

• Ownership of policies and procedures, to include timely update and sign-off by IOB Managers and others;
• Development of a global portal where all policies, procedures and training materials are maintained for easy, version controlled, access by Global IOB teams;
• Oversight of TA Risk Assessment Matrix;
• Ownership of Global Checklist Tool (Access-based).
• Development of a global IOB training program that is formal, comprehensive, documented and closely tied in with Procedural change
• Oversight of product reporting for TAAG and other purposes
• Liaison with Global IOB Manangers to ensure a smooth escalation process
• Oversight of metrics analysis with a view to the enhancement of the screening process and the mitigation of AML/Sanctions Risk 
• Driver of Periodic  Quality Review Programme;
• Support for IOB in its interactions with internal and external assurance functions such as Compliance, Audit, Risk, Regulators etc.;
• Oversight of all IOB Services SLAs, ensuring they are reviewed and updated as appropriate to ensure accuracy;
• Development of enhanced client facing materials and standard prospect and client due diligence slides;
• Ownership of IOB materials for DDQs and RFIs.

Qualifications:

• Minimum of 7 years overall experience in finance, preferably fund industry
• 3 years experience in a Transfer Agency, Regulatory, Compliance or Risk environment
• Comprehensive knowledge of AML regulations
• College degree or professional qualification
• Great communication skills
• Strong collaborator

What We Offer:

• A collaborative environment that enables you to step outside your role to add value wherever you can
• Direct access to clients, information and experts across all business areas around the world
• Opportunities to grow your expertise, take on new challenges, and reinvent yourself—without leaving the firm
• A culture of inclusion that values each employee’s unique perspective
• High-quality benefits program emphasizing  good health, financial security, and peace of mind
• Rewarding  work with the flexibility to enjoy personal and family experiences at every career stage
• Volunteer opportunities to give back to your community and help transform the lives of others