Trwa ładowanie. Prosimy o chwilę cierpliwości.
Data aktualizacji: 2020-05-25
Kraków, małopolskie
Data aktualizacji: 2020-05-25 Aplikuj
SOX Controls Testing Specialist

SOX Controls Testing Specialist



Corporate Center

Job Reference #




Job Type

Full Time


Your role

Do you have a knack for business processes audit? Are you at your best when supporting others? We’re looking for someone like that to:
- Analyse and understand key operational and financial reporting controls within the assigned areas and scope for SOX and CFOA reviews
- Perform the Design Effectiveness (DE) and Operating Effectiveness (OE) testing as per the defined Testing Approach
- Support stakeholders in understanding reported control deficiencies and related risks
- Escalate any potential testing issues / exceptions to appropriate teams
- Maintain the testing documentation and logs, ensuring they are kept up-to-date and detailed
- Actively cooperate with the team to meet agreed deadlines
- Share and maintain operational, financial and compliance knowledge


Your team

The Independent Management Testing (IMT) program is an initiative within UBS Group Risk Control, to ensure that we have independent testing and assurance of key controls that address our major risks.

As part of the Compliance & Operational Risk Control (C&ORC) team you will be working in the global Independent Management Testing team in Krakow. Your work will involve regular engagement with UBS process owners in a variety of UBS global offices and functions.


Your expertise

- 3+ years of experience in operational controls, financial reporting controls or internal control areas (preferably within the financial services industry or professional services firms)
- University degree or equivalent qualification (preferably Accounting, Finance or similar)
- Suitable professional qualification such as CIA, ACA, ACCA preferable although not necessarily a prerequisite for this role
- Strong understanding of SEC reporting requirements
- Very good written and spoken English
- Strong at organisational skills especially in planning, record keeping and hitting deadlines
- Strong at analytical and problem-solving skills
- Good at people skills and working in a diverse team
- Good at enabling effective interaction with key stakeholders – Tenacity and Diplomacy
- Result-oriented and assertive


About us

Expert advice. Wealth management. Investment banking. Asset management. Retail banking in Switzerland. And all the support functions. That's what we do. And we do it for private and institutional clients as well as corporations around the world.

We are about 60,000 employees in all major financial centers, in more than 50 countries. Do you want to be one of us?

Join us

We're a truly global, collaborative and friendly group of people. Having a diverse, inclusive and respectful workplace is important to us. And we support your career development, internal mobility and work-life balance. If this sounds interesting, apply now.

Disclaimer / Policy Statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

Please submit your application in English.

You are kindly requested to include the following clause in your application: "Wyrażam zgodę na przetwarzanie moich danych osobowych zawartych w ofercie pracy dla potrzeb procesu rekrutacji zgodnie z ustawą z dnia 27.08.1997r. Dz. U. z 2002 r., Nr 101, poz. 923 ze zm."

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